ABDULLAH HAMAD ALHABEEB
Riyadh
Summary
Experienced compliance professional with a proven ability to help organizations confidently navigate and adhere to sector-specific regulations. Skilled in implementing effective, ethical policies and procedures to meet organizational objectives. Strong foundation in regulatory compliance and risk management, complemented by exceptional organizational and communication skills. Proficient in legal frameworks and adept at cultivating a culture of ethical practices within teams. Seeking to leverage analytical, problem-solving, and leadership expertise in a compliance managerial role.
Overview
9
9
years of professional experience
1
1
Certification
Work history
Compliance Assistant Manager
Tourism Development Fund
10.2022 - 05.2024
- Established and implement comprehensive compliance policies and procedures that align with applicable laws, regulations, and industry standards.
- Developed a risk-based approach methodology for the annual compliance review plan
- Established and monitored the compliance obligations risk register, covering all applicable laws and regulations to TDF
- Established TDF's compliance programs for internal divisions and departments
- Conducted annual compliance reviews through the compliance programs in accordance with the annual compliance review plan
- Monitored compliance breaches through the corrective action plans resulted from the compliance reviews
- Prepared and presented the reporting for compliance activities and status update to the executive management and BoD compliance and risk committee
- Designed and delivered training programs to educate employees on compliance expectations and promote a culture of compliance.
- Initiated and managed the department projects including RFPs and validating deliverables
- Supported and aligned the team in planning and conducting Anti-fraud risk assessment
- Stay updated on relevant laws, regulations, and industry best practices to ensure ongoing compliance.
- Build and maintain relationships with regulatory bodies, serving as the main point of contact for compliance-related inquiries.
- Continuously review and enhance compliance programs, policies, and procedures based on feedback, industry developments, and lessons learned.
- Collaborate with other departments to ensure compliance is integrated into business processes and initiatives.
- Established Customer Onboarding & Financing Journey SLA
- Improved regulations onboarding process and analysis
Inspection Officer
Capital Market Authority
11.2018 - 08.2022
- Monitoring the monthly CAM (Capita Adequacy Monthly) report submitted by capital market institutions
- Reviewed the BoD annual report published by capital market institutions
- Studied capital market institutions requests in regard to capital adjustment (increase/decrease), including unique scenarios of capital adjustment
- Prepared the annual cycle inspection plan for inspection visits on capital market institutions
- Prepared inspection external memos and lead inspection team during the planned visits, including opening meetings and closure of such visits
- Conducted inspection testing over capital market institutions, covering all types of licensed activities
- Conducted inspection visits
- Monitored the observed findings after visits and prepared inspection visit reports and corrective action plans (CAPs)
- Engaged and lead investigations for specific complex cases related to IPOs, investment funds and DPM management
- Reviewed and updated the inspection testing procedures and working papers annually
- Validated the capital market institutions annual reporting, such as annual business disclosers and cybersecurity status reports
- Prepared internal reports and memos related to inspection activates for CMA's board of directors and engaged in BoD meetings
- Monitored the inspection and deputy of market institution strategic and operational KPIs and KRIs
Compliance officer
AlJazira Capital
04.2018 - 11.2018
- Monitored daily limits for managed funds & DPMs by Aljazira Capital
- Conducted annual compliance program exercise on several department
- Updated several documents with entity such as (KYC's, T&C for managed funds)
- Monitored and approved when need daily publications on Tadawul website in relations to Aljazira Capital
- Handled all correspondences with regulatory bodies and related sector entities such as (CMA, Tadauwl)
Treasury Operation officer
Riyad Bank
02.2018 - 04.2018
- Executed all types of treasury transaction such as (Money Markets, Foreign exchange)
- Prepared internal weekly report related to treasury activities within operations team
Purchases Officer
Basic Electronics Company Ltd
06.2015 - 11.2017
- Handled domestic, regional and international security systems suppliers with over SAR 70 Million in annual deals
Co -op training
Saudi Industrial Development Fund
02.2015 - 05.2015
- Attended a co-op training program for four months in The Credit Department at Saudi Industrial Development Fund (SIDF) with an exposure of both front and back office
- Involved in dealing with clients in terms of financing process for potentially emerging industrial businesses
- Preformed credit analysis for applicants which involved detailed analysis for current position, future prospect and market evaluation and benchmarking
Education
Bachelor's degree - Science in Business Administration, Major in Finance, 06/2015
King Saud University
Certification
- CME-1, General Securities Qualifications Certificate, Capital Market Authority, December 2017
- CME-2, Compliance, Anti-money Laundering and Counter Terrorist Financing Certificate, Capital Market Authority, February 2018
- Graduated the Capital Market Authority's GDP Program - Inspection & Compliance Track, November 2019
- Mergers & Acquisitions, Amsterdam Institute of Finance, October 2021
- Advanced Financial Statement Analysis, Amsterdam Institute of Finance, July 2022
- Project Finance and PPPs, Amsterdam Institute of Finance, June 2023
- Fundamentals of Risk Management, Institute of Risk Management, May 2024
- High impact leadership, IE business school, February 2025
Timeline
Compliance Assistant Manager
Tourism Development Fund
10.2022 - 05.2024
Inspection Officer
Capital Market Authority
11.2018 - 08.2022
Compliance officer
AlJazira Capital
04.2018 - 11.2018
Treasury Operation officer
Riyad Bank
02.2018 - 04.2018
Purchases Officer
Basic Electronics Company Ltd
06.2015 - 11.2017
Co -op training
Saudi Industrial Development Fund
02.2015 - 05.2015
Bachelor's degree - Science in Business Administration, Major in Finance, 06/2015
King Saud University
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