Aram Alsudays

Assurance, Risk & Compliance:

- Prepare the Compliance Risk Assessment of the business to ensure that the risks in the business are managed or mitigated.

- Prepare annual assurance plan periodically based on the compliance risk assessment.

-Conduct a quality assurance on the ongoing activities of RC and FCC Units.

- Contribute in establish and maintain the

Compliance Policies.

- Participate in making sure that regulatory

requirements are embedded into the Compliance Policies and in the respective business line Policies & Procedures.

Governance:

- Coordinate and manage the entire process of Board and Committee Meetings, ensuring smooth execution and adherence to timelines

- Prepare and distribute meeting invitations, agendas, supporting documents, and other materials to board members and committee participants

- Collaborate with internal stakeholders, including senior executives, legal teams, and subject matter experts, to gather information and ensure alignment on governance matters

- Serve as a point of contact for board members and committee participants, addressing their queries, providing guidance, and ensuring timely and accurate responses

• Profile, qualify, and convert prospects into new clients
• Identify and execute on new business opportunities with existing clients
• Present and communicate to clients/prospects complex financial concepts and investment strategies in a way that is easily understood.

• Prepare daily / weekly / monthly / Anti money laundering (AML) reports
• Follow-up AML inspections with relevant departments
• Prepare and maintain all AML visit files and reports
• Assist in Identifying and assessing the compliance risks associated with the organization current and proposed future business activities including new products, new business relationships and any extension of network on an international level
• Assist of identifying and keeping an inventory available to all staff of essential laws and regulation pertinent to the organization
• Assist in advising staffs on the applicable laws, regulation, rules and standards and keep them updated on developments in these areas.

• Provide high quality service to customers
• Account opening, KYC, receiving, and reviewing updated customer information
• Ensure the customer is provided with the required information at all times
• Following-up and escalated any related complaints with other departments.