Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
Timeline
Generic

Naief Khalid AlShaer

Compliance MIS Manager
Riyadh

Summary

Objective

To secure a challenging position in an organization that will harness my potential and utilize my knowledge to make strong contribution in achieving its goals through continued development of professional and personal skills.

Overview

10
10
years of professional experience
4
4
Certifications
2
2
Languages

Work History

MIS Unit Manager - Compliance Group

Bank Aljazira
Riyadh, Saudi Arabia
06.2021 - Current
  • Managing and preparing Compliance Group periodic reports submitted to Board Committee and Management.
  • Managing and monitoring submission of SAMA periodic reports across bank groups.
  • Handling and preparing Annual Compliance Report submitted to SAMA.
  • Handling and coordinating SAMA inspection or Internal/External Audit on Compliance Group, and keep tracking of observations.
  • Coordinate SAMA inspection visits bank-wide, and monitor related periodic reports.
  • Prepare Annual Compliance Program, and monitor KPIs status.
  • Oversee assignments and responsibilities related to MIS Unit as per policies and procedures.
  • Support SAMA Correspondence Unit.
  • Any additional tasks assigned by CCO\Management.

Compliance Reporting & Whistleblowing Team Leader

Bank Albilad
Riyadh, Saudi Arabia
11.2020 - 05.2021
  • Preparing and Managing Compliance periodic reports and tracking Internal\External Audit observations. In addition, assigned as Compliance Committee Secretary.

Compliance Reporting & Whistleblowing Officer

Bank Albilad
Riyadh, Saudi Arabia
09.2015 - 11.2020

Broker Dealer

Fransi Capital
Riyadh, Saudi Arabia
12.2014 - 08.2015

Perform an on job training of a broker\dealer within the Broker Execution Department.

Accountant

Contracting & Constructing Enterprises LTD
Riyadh, Saudi Arabia
01.2014 - 11.2014
  • Dealing with banks in terms of requesting and handling letters of credit and letters of guarantee and its related transactions.

Education

Bachelor of Science - Finance

Prince Sultan University
Riyadh, Saudi Arabia
04.2001 -

Skills

  • Data Analyst
  • Time management
  • Teamwork
  • Problem solving
  • MS Office
  • Work under pressure
  • Certification

    ICA/TFA - Advanced Certification in Regulatory and FCC

    Accomplishments

      Contribution in the establishing and execution of the eGRC platform that serves as the common foundation for managing risks, assessments, inspection and define deficiencies, and controls across the bussines lines.

    Timeline

    ICA/TFA - Advanced Certification in Regulatory and FCC

    12-2023

    Certified Compliance Professional, International Academy of Business and Financial Management

    12-2021

    MIS Unit Manager - Compliance Group

    Bank Aljazira
    06.2021 - Current

    Compliance Reporting & Whistleblowing Team Leader

    Bank Albilad
    11.2020 - 05.2021

    Certificate of Compliance, Financial Leaders Training Center

    09-2018

    Compliance Reporting & Whistleblowing Officer

    Bank Albilad
    09.2015 - 11.2020

    CME-1, Capital Market Authority

    04-2015

    Broker Dealer

    Fransi Capital
    12.2014 - 08.2015

    Accountant

    Contracting & Constructing Enterprises LTD
    01.2014 - 11.2014

    Bachelor of Science - Finance

    Prince Sultan University
    04.2001 -
    Naief Khalid AlShaerCompliance MIS Manager