Naief Khalid AlShaer

• Managing and preparing Compliance Group periodic reports submitted to Board Committee and Management.
• Managing and monitoring submission of SAMA periodic reports across bank groups.
• Handling and preparing Annual Compliance Report submitted to SAMA.
• Handling and coordinating SAMA inspection or Internal/External Audit on Compliance Group, and keep tracking of observations.
• Coordinate SAMA inspection visits bank-wide, and monitor related periodic reports.
• Prepare Annual Compliance Program, and monitor KPIs status.
• Oversee assignments and responsibilities related to MIS Unit as per policies and procedures.
• Support SAMA Correspondence Unit.
• Any additional tasks assigned by CCO\Management.

• Preparing and Managing Compliance periodic reports and tracking Internal\External Audit observations. In addition, assigned as Compliance Committee Secretary.

Perform an on job training of a broker\dealer within the Broker Execution Department.

• Dealing with banks in terms of requesting and handling letters of credit and letters of guarantee and its related transactions.