Summary
Overview
Work History
Education
Skills
Certification
General Securities Qualification CertificateCapital Market Authority- KSA
Timeline
Generic

Naif Hakim Alfagem

Team Leader, Legal Specialist At Capital Market Authority
Riyadh

Summary

A responsible and ambitious person with experience in implementing and overseeing various tasks. Has a proven track record of exceeding performance expectations, remaining target focused and adhering to regulatory system and timescales. Also, I have the ability to bring about the fundamental changes needed in response to changing commercial, legislative and financial factors. Has a strong strategic vision along with the ability to successfully deliver complex multitrack projects.

Overview

16
16
years of professional experience
8
8
years of post-secondary education
1
1
Certification
2
2
Languages

Work History

Team Leader

Legal Affairs & Enforcement Deputy Capital Market Authority
RIYADH
12.2012 - Current

Responsibilities:

  • Legal advisor.
  • Preparing/reviewing preliminary and final investigation reports Investigated more than 100 cases with the Saudi market in different areas such as, but not limited to, Market Misconduct, Investment Fund, Listed Companies, Authorized Persons and UML and many other areas.
  • Draft and/or review resolutions for the CMA Board of Commissions.
  • Contributing to advising the Board in preparation of Board decisions related to the Department’s mandate
  • Preparing cases and undertaking all legal processes required on the CMA’s behalf in non-enforcement-related litigation proceedings.

DLA Piper
London
10.2019 - 03.2020

Contracts Specialist

Saudi Organization, Industrial Estates and Technology
04.2003 - 09.2007
  • Prepare and review SOIETZ contracts
  • Working as team member to create and finalize two of the biggest Organization contracts:
  • Building, Operation and Transfer (BOT)
  • Renew, Operation and transfer (ROT)

Legal Advisor

Hazzaa & Mutlaq Al Fughom Law
RIYADH
06.2001 - 01.2003
  • Drafting company’s Articles of Association, amendments made to these articles and prosecuting pertaining to the same before Ministry of Commerce & Industry to obtain its approval
  • Signing these Articles and amendments thereto before Notary Public and publishing these Articles in the official gazettes
  • Obtaining companies commercial registration certification and making the required amendments thereof
  • Reviewing agreement and contract concluded between companies
  • Registration of trademarks.

Education

Corporate Finance Law

University of Westminster
United Kingdom-London
09.2010 - 11.2011

Postgraduate Certificate - International Trade Law

University of Swansea
United Kingdom-Swansea
09.2009 - 10.2010

Diploma - Law Practice

Riyadh Chamber of Commerce And Industry
Saudi Arabai- Riyadh
10.2004 - 06.2006

Bachelor Degree - Law

King Saud University
06.1997 - 06.2001

Skills

Microsoft Windows

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Certification

General Securities Qualification CertificateCapital Market Authority- KSA

General Securities Qualification CertificateCapital Market Authority- KSA

General Securities Qualification Certificate (CME-1)


Timeline

DLA Piper
10.2019 - 03.2020

General Securities Qualification CertificateCapital Market Authority- KSA

06-2013

Team Leader

Legal Affairs & Enforcement Deputy Capital Market Authority
12.2012 - Current

Corporate Finance Law

University of Westminster
09.2010 - 11.2011

Postgraduate Certificate - International Trade Law

University of Swansea
09.2009 - 10.2010

Diploma - Law Practice

Riyadh Chamber of Commerce And Industry
10.2004 - 06.2006

Contracts Specialist

Saudi Organization, Industrial Estates and Technology
04.2003 - 09.2007

Legal Advisor

Hazzaa & Mutlaq Al Fughom Law
06.2001 - 01.2003

Bachelor Degree - Law

King Saud University
06.1997 - 06.2001
Naif Hakim AlfagemTeam Leader, Legal Specialist At Capital Market Authority