Nora Alharbi
Senior Specialist - Governance, Risk and Compliance.
Riyadh
Summary
Experienced and results-driven Senior Specialist in Governance, Risk and Compliance with highly effective technical and soft skills which enable me to ensure that the organization comply with relevant laws, regulations, and policies. Adept at monitoring and documenting compliance activities, as well as advising leadership and management on compliance matters. A quick-learner who can absorb new ideas and multitask. Seeking a stable, challenging position, where my diverse skills and knowledge would be utilized and expanded to become a great asset to the employer while growing on a professional and personal level.
Overview
6
6
years of professional experience
2019
2019
years of post-secondary education
7
7
Certifications
2
2
Languages
Work History
Senior Specialist- Governance, Risk and Compliane
King Salman Humanitarian Aid and Relief Centre
12.2024 - Current
- Work to obtain ISO certificate in GRC fields (ISO 37000 - ISO 37301 - ISO 37004 - ISO 31000)
- Drive change through quality-oriented high-management reports.
- Support department leadership in implementing new policies, procedures and controls.
Regulatory Compliance Senior Specialist
ALRAJHI BANK
11.2023 - 12.2024
- Work on HMC (High Management Committee) report in a monthly basis.
- Coordinate with other departments within the bank to ensure that regulatory requirements are met.
- Implement, follow-up and manage SAMA new rules and regulations.
- Communicate with government agencies and SAMA (Letters - Emails).
- Assist with the development of policies and procedures designed to improve compliance with laws
Regulatory Supervisor - High Risk Customer Acceptance
TANFEETH COMPANY
10.2022 - 10.2023
- Supervise the high-risk accounts acceptance unit.
- Oversaw daily operations of the department, ensuring smooth workflow and timely completion of tasks.
- Conform work procedures to the regulations issued by SAMA.
- Prepare reports documenting findings from investigations or audits to inform management of potential challenges.
- Responsible for the Central Bank visits to the bank.
Compliance Specialist - High Risk Customer Acceptance
ALRAJHI BANK
07.2021 - 09.2023
- Identify, investigate, and report compliance issues, irregularities, and violations.
- Maintain records of compliance activities.
- Prepare and fill compliance reports.
Senior Compliance Officer - High Risk Customer Acceptance
ALRAJHI BANK
06.2020 - 06.2021
- Monitor bank transactions for signs of money laundering, fraud, or other illegal activities.
- Coordinate with other departments within the bank to ensure that regulatory requirements are met.
- Monitor new legislation and regulations to ensure compliance with these standards, including creating new policies and procedures for the bank to follow.
Compliance Senior Officer - Examination and Investigation
ALRAJHI BANK
04.2020 - 05.2020
- Review the application for opening a bank account.
- Initiate investigations when possible non-compliance takes place within the bank.
Compliance Officer - Examination and Investigation
ALRAJHI BANK
11.2019 - 03.2020
- Possess a working knowledge of bank secrecy regulations, fair credit acts, and anti-money laundering laws.
- Ensure that the bank's P&P in line with all regulations.
Al Rajhi Graduate Development Program (GDP)
ALRAJHI BANK
11.2018 - 11.2019
- A one year program between workshops and rotation among all the Bank's departments.
Education
Bachelor's Degree - International Finance
Dublin City University (DCU) And Princess Nourah University (PNU)
Nano Degree - Data Management
Udacity
Skills
- Regulatory Compliance
- Internal Audit
- Continuous Improvement
- Root-cause analysis
- Risk management
- Operational enhancement
Training
- BCM overview, Risk Assessment and Business Impact Analysis (BIA) Course (BCOE-023000) by National Risk Council.
- Project Management Professional.
- Communication Skills
- Business Writing
- Internal Audit
- International English Language Testing System (IELTS) Certificate | 2014.
Accomplishments
- Nominated by ARB Academy to obtain the Data Management Certificate provided by Udacity.
- Certificate of Thanks and Appreciation for Outstanding Performance | 2022.
Certification
Governance, Risk Management, and Compliance Audit Certification, OCEG.
Timeline
Senior Specialist- Governance, Risk and Compliane
King Salman Humanitarian Aid and Relief Centre
12.2024 - Current
GRC Professional Certification, OCEG.
06-2024
Governance, Risk Management, and Compliance Audit Certification, OCEG.
01-2024
Regulatory Compliance Senior Specialist
ALRAJHI BANK
11.2023 - 12.2024
Regulatory Supervisor - High Risk Customer Acceptance
TANFEETH COMPANY
10.2022 - 10.2023
Certified Anti-Money Laundering Specialist (CAMS), ACAMS.
01-2022
Compliance Specialist - High Risk Customer Acceptance
ALRAJHI BANK
07.2021 - 09.2023
Senior Compliance Officer - High Risk Customer Acceptance
ALRAJHI BANK
06.2020 - 06.2021
Compliance Senior Officer - Examination and Investigation
ALRAJHI BANK
04.2020 - 05.2020
Certified Compliance Officer (CCO), The Financial Academy.
01-2020
Compliance Foundations Professional Exam, The Financial Academy.
01-2020
Compliance Officer - Examination and Investigation
ALRAJHI BANK
11.2019 - 03.2020
Customer Service Certificate Level-1, Saudi Central Bank (SAMA).
01-2019
Retail Banking Professional Foundation Exam, Saudi Central Bank (SAMA).
01-2019
Al Rajhi Graduate Development Program (GDP)
ALRAJHI BANK
11.2018 - 11.2019
Nano Degree - Data Management
Udacity
Bachelor's Degree - International Finance
Dublin City University (DCU) And Princess Nourah University (PNU)
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