Overview
Work history
Education
Skills
Certification
Timeline
Generic

Reem Bandar Almutairi

Riyadh

Overview

6
6
years of professional experience
1
1
Certification

Work history

Compliance and AML Officer

Al Rajhi Capital
Riyadh, Saudi Arabia
09.2024 - Current
  • Handling the compliance monitoring program annually
  • Observing CMA circulars and reports to make sure they are in compliance with the CMA regulations.
  • Reviewing and analyzing client onboarding due diligence.
  • Developed and implemented robust anti-money laundering policies and procedures to mitigate risks.
  • Conducted thorough investigations into suspicious transactions to ensure compliance with regulatory standards.
  • Ensuring compliance with regulations by conducting thorough reviews of policies and procedures.
  • Developed and delivered training programs to enhance staff awareness of compliance and AML requirements.
  • Assessed and monitored transactions for potential money laundering activities using advanced analytical tools.
  • Collaborated with internal teams to implement effective risk management strategies and improve overall compliance posture.
  • Collaborated with colleagues for effective teamwork.
  • Reviewed established objectives and policies to assess and promote adherence.

Compliance and AML Officer

Al Jazira Capital
Riyadh, Riyadh Region
07.2023 - 08.2024
  • Assist all Departments in coordinating internal compliance review and monitoring
  • Identify the risks that an organization faces and advise on them.
  • Implements and updating internal policies relating to Anti Money Laundering and Compliance within the organization and insures their effective implementation.
  • Ensuring Compliance with the policies and procedures by supervising the administration of the in-house periodic compliance audits.
  • Periodically revise and update Compliance program.
  • Ensures full compliance with the relevant rules and regulations in the scope of KYC, insider trading, client account opening procedures, client complaints ,code of conduct , incident and complaints reporting and all other relevant Saudi legislations.
  • Contact and follow up with regulator or audit investigations conducted, findings and recommendations developed , action plans established, and progress noted.
  • Create and mange effective action plans in response to compliance issue.
  • Regularly review procedures, practices, and documents to identify possible weaknesses or risk
  • Assist in the development of AML initiatives and programs to comply with the respective legal.
  • Determining the risk level of customers when opening a new account or during KYC updating.
  • Prepares and presents reports to the Head of compliance and AML to apprise him of the progress of AML initiatives and projects.

Compliance and AML Officer

MEFIC Capital
Riyadh, Riyadh Region
05.2023 - 06.2023
  • Monitoring quantitative risk measure for investment funds,
  • risks review of MEFIC Business Portfolio- margin Lending, Fixed Income Fund Real Estate Funds Equity Funds , DPMs Privet Equity deals.

Executive Secretary (CEO) Office

Saudi Exchange
Riyadh, Riyadh Region
07.2019 - 07.2022


  • Work closely with departments to develop, monitor and report on internal initiatives (Finance, Marketing , PMO ,HR, ...)
  • Manage and monitor projects for all departments within the Saudi Tadawul Group.
  • Participate in feasibility studies for projects within the Saudi Exchange.
  • Scheduled Board of Directors meetings, assisting with meeting materials, resources and agendas.
  • Facilitated smooth communication between CEO and members of staff.
  • Attended meetings on behalf of executives, taking notes and recording minutes.
  • Welcomed arriving visitors and directed to appropriate meeting rooms.

Education

Bachelor of Arts - Sociology

King Abdul Aziz University
Jeddah, Mecca Region

Skills

  • Communication Skills
  • Management Skills
  • Public Speaking
  • Fast Learner
  • Organization
  • Microsoft Project
  • Microsoft Office

Certification


  • Project Management Professional (PMP). 2022
  • The General Securities Qualification (CME-1). 2018
  • The Compliance & AML/CTF (CME-2). 2018



Timeline

Compliance and AML Officer

Al Rajhi Capital
09.2024 - Current

Compliance and AML Officer

Al Jazira Capital
07.2023 - 08.2024

Compliance and AML Officer

MEFIC Capital
05.2023 - 06.2023

Executive Secretary (CEO) Office

Saudi Exchange
07.2019 - 07.2022

Bachelor of Arts - Sociology

King Abdul Aziz University

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Reem Bandar Almutairi