Saleh Almaimoni
Compliance Manager
Riyadh
Summary
Compliance Manager with 5 years of experience in assessing risk and reviewing policies and governance procedures. Skill in problem solving and strategic planning. Bachelor's degree in law and multiple certifications in Compliance and Anti-Money Laundering. Member of many community organizations.
Overview
6
6
years of professional experience
1
1
Certification
Work history
Compliance Manager
Saudi Manpower Solutions Co. (SMASCO)
Riyadh
08.2022 - Current
- Preparing and monitoring the compliance program.
- Analyze new procedures and policies and recommend actions to address related compliance risks.
- Verify the company's compliance with relevant regulations, policies and instructions.
- Raise the problems and recommendations it deems necessary to be presented to the Board of Directors.
- Conducting ongoing training courses to enhance awareness of compliance and regulations requirements.
- Conducting self-assessment and working with different departments to follow up on the correction of identified observations.
- Advising stakeholders by defining clear responsibilities for compliance management.
Senior Compliance and AML Officer
Yanal Finance Company
Riyadh
11.2019 - 12.2021
- Assist in the preparation and implementation of the annual plan.
- Assist in carrying out compliance rules check.
- Assist in monitoring suspicious indicators of financial crimes.
- Reviewing high-risk activities and transactions.
- Prepare suspicious activities report and other reports.
- Preparing periodic and regulatory reports in accordance with the rules of corporate governance.
- Preparing reports for the Head of Compliance and Anti-Money Laundering.
- Assuming any other task assigned by the Head of Compliance.
Compliance Officer
First Insurance Services Company
Riyadh
01.2018 - 11.2019
- Preparing and implementing the annual plan to monitor compliance.
- Implementation of compliance inspection of rules and regulations.
- Review high-risk activities and transactions.
- Preparing suspicious activity reports and other reports.
- Direct communication with SAMA team.
- Submit a request that SAMA not abstain from appointing members of Board of Directors and senior management.
- Maintaining updated records for members of the Board of Directors and senior management.
- Preparing periodic and regulatory reports in accordance with corporate governance rules.
- Maintaining records of compliance circulars.
Education
Bachelor's degree in law
05.2017
Skills
- Risk assessment
- Preparing and reviewing policies and procedures
- Governance procedures and applications
- Conduct investigations
- Evaluate problems and find solutions
- Consultations in the legal field
- Consulting in the administrative field
job position
Compliance Manager
Certification
- Certified Compliance Officer (CCO) Financial Academy
- Professional Certificate of Compliance in Finance Companies. Financial Academy
- General Certificate in Securities Dealing CME-1. Financial Academy
- Compliance Essentials Professional Exam. Financial Academy
- Anti-Money Laundering and Terrorist Financing.
- Compliance management.
- Insurance Fundamentals Certificate.
- Administrative Investigation.
Self-development courses
- Integrated strategic planning.
- SCAMPER strategy
- Problem Solving
Timeline
Compliance Manager - Saudi Manpower Solutions Co. (SMASCO)
08.2022 - Current
Senior Compliance and AML Officer - Yanal Finance Company
11.2019 - 12.2021
Compliance Officer - First Insurance Services Company
01.2018 - 11.2019
Majmaah University - , Bachelor's degree in law
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