Summary
Overview
Work history
Education
Skills
Custom
Personal Information
Languages
Timeline
Generic

Zain M. Al-Harbi

Saudi Arabia

Summary

Currently seeking for a position in Internal Audit where I can make a positive contribution and make use of wealth of experience in the field of Audit Goverance.

An analytical thinker and problem solver who has the ability to interpret complex regulations, make decisions and take actions. Has a track record of evaluating Audit Goverance issues within the organization and taking appropriate action to improve operational performance. Posseses required skills and abilities to establish and implement policies, procedures and actions that will ensure Audit Goverance with local regulations. A proactive, motivated and customer service oriented.

Overview

22
22
years of professional experience
2004
2004
years of post-secondary education

Work history

Audit Governance

Saudi National Bank (SNB)
05.2019 - 01.2025
  • Company Overview: Quality & Control Audit Governance
  • Audit Governance is testing of the set of policies, rules, or frameworks that a Bank uses to achieve its business goals
  • It defines the responsibilities of key stakeholders, such as the board of directors and senior management
  • Good testing governance includes the following:
  • Audit Ethics and accountability
  • Audit Transparent information sharing
  • Audit Conflict resolution policies
  • Audit Resource management
  • Audit Governance support the Businesses face different types of risks, including financial, legal, strategic, and security risks
  • Proper Audit Goverance helps businesses identify these risks and find ways to remediate any that are found
  • Quality & Control Audit Governance
  • Conducted research on governance matters, providing informed advice to executives.
  • Collaborated cross-functionally to evaluate and mitigate interactions.
  • Assisted in the development of governance policies for enhanced corporate transparency.
  • Consulted interested parties and specific stakeholders to gather information for new policies and updates.
  • Drafted governance reports for senior management review.

Compliance Officer

National bank of Pakistan
Riyadh
01.2017 - 03.2019
  • Checked operations to verify correct measures, weights and standards in trade.
  • Reviewed public-facing content to protect company from liability due to misleading claims.
  • Maintained accurate and detailed compliance records.
  • Compiled data from direct inspections and tests, creating reports outlining findings and sharing remediation recommendations.
  • Inspected hazardous freight to meet safety regulations.
  • Conducted intensive audits and risk assessments to identify and minimise non-compliance.
  • Supported company ethos of continual improvement and growth with stringent audit schedule.
  • Tracked market prices and compared business service costs against standards.

Compliance Officer

Industrial and Commercial Bank of China
Riyadh
08.2014 - 06.2016
  • Visited business locations for planned assessments and investigations of reported violations.
  • Conducted interviews with employees and documented health and safety compliance issues.
  • Protected consumer interests with transparent pricing, packaging and presentation.
  • Ensured company policies were implemented and adhered to.
  • Worked with different departments to promote organisation-wide understanding of compliance protocols, fostering an environment of shared responsibility.
  • Identified potential areas of compliance vulnerability, resulting in improved risk management.
  • Collaborated with multi-disciplinary staff to instill culture-wide culture of accountability and compliance.

Manager - (Deputy Communications unit Head) Compliance Depat.

Saudi Hollandi Bank (SHB)
04.2006 - 06.2015
  • Created digital file classification system for company-wide use.
  • Liaised with suppliers to ensure timely deliveries.
  • Established clear budgets and cost controls strategies to meet objectives.
  • Monitored health and safety measures for guaranteed compliance.
  • Led performance reviews, identified areas for improvement.
  • Boosted department efficiency by streamlining operational processes.
  • Organised financial and operational data to help with yearly budgeting and planning.
  • Secured new business opportunities with successful networking events.
  • Handled negotiations with outside vendors and service agencies to meet group needs.

Coordinator - Investment Bancassurance & Operations

Saudi Fransi Bank
Riyadh
12.2003 - 03.2006
  • Having authorization to input transactions on local shares, Bancassurance and Mutual funds

OJT - Financial Group, Cash Management

SAMBA
Riyadh
03.2003 - 05.2003
  • Learned on-the-job basics on cash management

Education

Diploma of Banking Business -

Institution of Public Administration

Skills

  • Basic Investment Certificate
  • Microsoft Office
  • Communication
  • Interpersonal Skills
  • Team Motivation
  • Ability to Work Under Pressure
  • Analytical Ability
  • Organizational Skills
  • Fast Learner
  • Technical writing
  • Critical-thinking
  • Ethical standards adherence
  • Labour market trends
  • EU law familiarity
  • Persuasive communication

Custom

  • Anti-Money Laundering & Combating Terrorist Finance
  • Smart Communication Court
  • Accounting Course
  • Anti-Monetary Laundering
  • Other training courses provided by SHB which relate to personal development, Legal and Compliance and fraud prevention related courses

Personal Information

  • Date of birth: 01/01/82
  • Gender: Female
  • Nationality: Saudi National

Languages

English
Upper intermediate

Timeline

Audit Governance

Saudi National Bank (SNB)
05.2019 - 01.2025

Compliance Officer

National bank of Pakistan
01.2017 - 03.2019

Compliance Officer

Industrial and Commercial Bank of China
08.2014 - 06.2016

Manager - (Deputy Communications unit Head) Compliance Depat.

Saudi Hollandi Bank (SHB)
04.2006 - 06.2015

Coordinator - Investment Bancassurance & Operations

Saudi Fransi Bank
12.2003 - 03.2006

OJT - Financial Group, Cash Management

SAMBA
03.2003 - 05.2003

Diploma of Banking Business -

Institution of Public Administration

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Zain M. Al-Harbi