Gopalakrishnan Ramaswamy

Highly analytical professional with over 25 years of experience in banking, spanning Treasury Front Office, Back Office, Middle Office, Investments, Derivative Products, and Capital Market Institutions. Possesses extensive expertise in Risk Management, Treasury Products, and hands-on experience in executing all aspects of risk-based internal audits in banking and capital market institutions, including AML, Compliance, Asset Management, Corporate Finance, Derivatives, Liquidity and Capital Management, accounting, and financial reporting. Proven track record of excellence in leading and monitoring risk-focused audits to ensure efficient and high-quality delivery within established timeframes. Skilled at leveraging accounting and financial best practices to streamline business objectives and deliver cost-saving solutions. Demonstrated history of success in designing and implementing continuous risk monitoring programs aligned with regulatory standards. Strong at recommending and introducing new processes or procedures to enhance business process efficiency. Proficient in conducting comprehensive training and development programs, while managing teams to achieve shared visions and goals. With hands-on experience presenting to the Audit Committee of Samba Capital and Senior Management Committees of Uco Bank, along with nearly 25 years of overall experience—including thirteen years in Internal Audit, over ten years in Treasury, and five years in Risk Management—I am seeking an exciting and challenging opportunity in Internal Audit within the Banking industry, other sectors, Audit Consultancy Firms, Treasury, or Market Risk disciplines. My extensive banking experience across India, Hong Kong, Singapore, and Saudi Arabia positions me to add value at Middle Management or Senior Management levels.

Certified Associate of the Indian Institute of Bankers (CAIIB)

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• Mr. Abdulaziz M. Al-Shushan, Ex-Chief Auditor of SNB, 053 222 2482
• Mr. Abdullah Sail Alanizi, STC Group Chief Internal Audit Officer, 053 653 6536
• Mr. Aiman M Gusti, Ex-Chief Auditor of SFG, 050 574 8368
• Mr. Sharif Al Samman, Ex-NCB Riyadh Chief Auditor, 050 448 0454
• Ms. Rania Nashar, Ex Chief Auditor & CEO of SFG, 050 521 5751
• Mr. Ehab A Reda, Chief Internal Auditor of SNB Capital, 056 988 8445

• Listening to Music
• Reading books
• Table Tennis
• Cricket
• Walking
• Gardening

• Bourse Course for Treasury Dealer and Traders conducted by Reserve Bank of India, Mumbai, India
• Audit Methodology, Samba Academy, Riyadh
• Fundamental Risk in Trading Book and Interest Rate Risk in Banking Book-Riyadh

• Riyad Bank, Riyadh, KSA, Audit Manager, 06/01/22, Present, Undertake risk-based internal audit of the Treasury Derivative Products, Hedging, Financial & Regulatory Reporting, Internal Controls-Analytical Skills, Strategic & Operational Planning, Financial Planning & Analysis, Treasury Back Office Operations, Quality Assurance, Corporate Governance, Capital Market Institution Functions
• Samba Financial Group, Riyadh, KSA, Senior Reviewer - Audit & Risk Review Group (AGM-V), 07/01/12, 05/31/21, Leading risk-based audits of asset management, brokerage, corporate finance & investment banking business segments, Audit Planning Memorandum and carrying out field work in review of market risk, Lead and execute the annual evaluation process of the Saudi interbank offered rates setting process, Draft and present quarterly audit status to the audit committees
• Uco Bank, Head Office, Kolkata, India, AGM-Risk Management, 01/01/07, 12/31/12, Led the overall risk management functions for market risk, Prepared the ICAAP plan and presented it to the Risk Management Committee of the Board, Trained junior staff on the use of failure prediction models

• Iqama Status: Valid Iqama (Muqeem)
• Nationality: Indian
• Marital Status: Married